0001104659-17-002635.txt : 20170118 0001104659-17-002635.hdr.sgml : 20170118 20170118060225 ACCESSION NUMBER: 0001104659-17-002635 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 GROUP MEMBERS: FUTURE FUND INVESTMENT CO NO.4 PTY LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARDELYX, INC. CENTRAL INDEX KEY: 0001437402 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88209 FILM NUMBER: 17532158 BUSINESS ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-7047 MAIL ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: NTERYX INC DATE OF NAME CHANGE: 20080611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Future Fund Board of Guardians CENTRAL INDEX KEY: 0001505790 IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: LEVEL 43, 120 COLLINS STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 BUSINESS PHONE: 61 03 8656 6400 MAIL ADDRESS: STREET 1: LEVEL 43, 120 COLLINS STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 SC 13G/A 1 a17-2630_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Ardelyx, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

039697107

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

SCHEDULE 13G

 

CUSIP No. 039697107

 

 

1

Names of Reporting Persons
Future Fund Board of Guardians

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Australia

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

 

6

Shared Voting Power
3,436,426

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
3,436,426

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,436,426

 

 

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
7.3%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

2


 

CUSIP No. 039697107

 

 

1

Names of Reporting Persons
Future Fund Investment Company No.4 Pty Ltd

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Australia

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

 

6

Shared Voting Power
3,436,426

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
3,436,426

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,436,426

 

 

10

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11

Percent of Class Represented by Amount in Row (9)
7.3%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

3


 

Item 1.

 

(a)

Name of Issuer:
Ardelyx, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:
34175 Ardenwood Blvd., Suite 200, Fremont, CA 94555

 

Item 2.

 

(a)

Name of Person Filing:
Future Fund Board of Guardians

Future Fund Investment Company No.4 Pty Ltd

 

The Reporting Persons have entered into a Joint Filing Agreement, a copy of which was attached as Exhibit 99.1 to the Schedule 13G filed by the Reporting Persons on July 25, 2016, pursuant to which the Reporting Persons have agreed to file the statement and any amendments thereto jointly in accordance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended.

 

(b)

Address of Principal Business Office or, if none, Residence:
Level 42, 120 Collins Street, Melbourne VIC 300, Australia

 

(c)

Citizenship:
Australia

 

(d)

Title and Class of Securities:
Common Stock, $0.0001 par value per share

 

(e)

CUSIP No.:
039697107

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

4


 

Item 4.

Ownership

 

(a)

Amount beneficially owned:   

3,436,426

 

(b)

Percent of class:   

7.3%

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote :  

0

 

 

(ii)

Shared power to vote or to direct the vote:    

3,436,426

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

0

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

3,436,426

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Future Fund Investment Company No.4 Pty Ltd holds, indirectly through The Northern Trust Company, a company incorporated in the State of Illinois, in its capacity as custodian for the Reporting Person, the ownership interest reported herein in Ardelyx, Inc.

 

By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.4 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the shares beneficially held by Future Fund Investment Company No.4 Pty Ltd.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

Not applicable.

 

5


 

Item 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 17, 2017

 

 

 

 

Executed by Future Fund Board of Guardians

by:

 

 

 

 

 

/s/ Paul Mann

 

/s/ Cameron Price

Signature of Authorised Signatory

 

Signature of Authorised Signatory

 

 

 

Paul Mann

 

Cameron Price

Name of Authorised Signatory

 

Name of Authorised Signatory

 

 

 

 

 

 

Executed by Future Fund Investment Company No.4 Pty Ltd by:

 

 

 

 

 

/s/ Paul Mann

 

/s/ Kylie Yong

Signature of Director

 

Signature of Company Secretary

 

 

 

Paul Mann

 

Kylie Yong

Name of Director

 

Name of Company Secretary

 

 

 

 

6